Job Description

Position: Audit Supervisor - Global Corporate and Investment Banking

Location: New York, NY, US

Work Arrangement: Hybrid, 3 days onsite

About Us
At The Client, we are driven by a common purpose: to enhance financial lives through the power of every connection. Our commitment to Responsible Growth shapes how we manage our company and deliver value to our clients, teammates, communities, and shareholders.

A core aspect of fostering Responsible Growth is creating an exceptional workplace for our global team. We prioritize diversity and inclusivity and invest significantly in our employees and their families by providing competitive benefits that support their physical, emotional, and financial well-being.

Client values collaboration and flexibility. We adopt a multifaceted approach to flexibility, tailored to the diverse roles within our organization.

Joining Client means embarking on a fulfilling career with opportunities for learning, growth, and impact. We invite you to be part of our journey!

Job Overview
The Audit Supervisor plays a key role in independently conducting test work during complex audit activities for Lines of Business (LOBs). This includes designing and executing audit tests, assessing issues for business impact, recommending severity ratings, and building business partner relationships. The role involves evaluating the control environment, fostering inclusivity, applying expertise in products, business, and technology, and supporting team development.

This position is part of the Global Corporate and Investment Banking audit team. Our audits cover businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage, and leasing. The team also handles credit risk management and global payment services audits in EMEA.

The candidate will collaborate with teams in EMEA and APAC, as our audits are largely global. As an Audit Supervisor, you will work independently on assigned areas and may lead small audits.

Key Responsibilities

• Implement audit strategy by defining audit scope and programs, leveraging automation and innovative methods.
• Apply product, business, and technical expertise to challenge management and enhance the control environment.
• Evaluate impacts on business processes, controls, and strategies, offering recommendations on severity ratings.
• Contribute to draft audit reports and communicate audit results to business leaders.
• Develop peers and teams through on-the-job training and promote an inclusive work environment.
• Build business partner relationships with line management to enhance business knowledge.
• Utilize innovative tools for efficient audit activities (e.g., testing).
• Manage multiple projects using technology and analytics in a dynamic environment.

Required Qualifications

• 5-7 years of experience in internal audit, front office business control, compliance, or risk management in the corporate and investment banking (GCIB) sector (e.g., equity capital markets, debt capital markets, investment banking, corporate banking, leasing, etc.)
• Minimum of 2 years of experience auditing the Investment Banking Business within an organization (GCIB)
• Expertise in risk and control identification and assessment
• Proficiency in stakeholder management
• Proactive and positive attitude, demonstrating ownership, flexibility, and intellectual curiosity
• Strong organizational, analytical, oral, and written communication skills
• Bachelor's degree

Desired Qualifications

• Experience coaching less experienced team members
• Experience working in a large global bank
• Relevant qualifications such as Chartered Financial Analyst (CFA), Certified Public Accountant (CPA), Financial Risk Manager (FRM), or Certified Internal Auditor (CIA)

Skills

• Analytical Thinking
• Audit Planning
• Internal Audit Review
• Issue Management
• Risk Management
• Attention to Detail
• Automation
• Business Acumen
• Project Management
• Technical Documentation
• Coaching
• Critical Thinking
• Relationship Building
• Written Communication
• Knowledge of banking products and processes
• Familiarity with risk and controls in the business
• Analytical Skills
• Sound judgment in identifying gaps and risks
• Stakeholder engagement and communication skills

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